Experience

altPILOT Group

• United States
• Investment Management
• 1 - 100 Employee

• Co-Founder

  • Feb 2022 - Present

  altPILOT was created by industry veterans with a mission to deliver innovative solutions to the alternative investment management industry. The founders of altPILOT offer a dynamic and differentiated view that operational and compliance risk management are the foundation for the success of alternative managers. Our shared mission is to offer emerging and established managers, institutional investors and allocators, as well as service providers a unique view which recognizes operational and compliance excellence as a source of what we call “business alpha”. Our solutions are market-based and inherently collaborative; our fees are fixed to encourage engagement; and are designed to facilitate investment through manager-investor partnership. Spanning from product development to tailored operational due diligence (ODD) and compliance risk management, our services are focused on mitigating risk and enhancing opportunity in alternative investments. Operational Due Diligence - manager and product due diligence | manager "wellness assessment" | risk monitoring | ODD training | operations process improvement Compliance Consulting - compliance program design and implementation | compliance education and CCO coaching | compliance support and forensic testing | examination and enforcement support ESG Consulting - ESG policies and procedures | investor communications strategy | ESG disclosures | ESG compliance procedures Product Development Consulting - private fund structuring | service provider introduction and alignment | marketing and communications strategy Training & Coaching – ODD coaching | regulatory compliance education and CCO coaching | ESG-focused training Show less



Self-employed

• Independent Consultant

  • Apr 2021 - Jan 2022



Whitebox Advisors

• United States
• Investment Management
• 1 - 100 Employee

• Chief Compliance Officer

  • Oct 2015 - Mar 2021



Ascendant Compliance Management

• United States
• Investment Management
• 1 - 100 Employee

• Partner

  • May 2007 - Oct 2015



NRS by COMPLY

• United States
• Financial Services
• 100 - 200 Employee

• Executive Consultant

  • Apr 2002 - Apr 2007