Experience

长江证券承销保荐有限公司

• 1 - 100 Employee

• 华南销售负责人

  • Nov 2019 - Present



Haitong Securities

• China
• Investment Banking
• 400 - 500 Employee

• senior manager @ Investment banking department

  • Oct 2016 - Oct 2019

  •Responsible for the issuance of non-public offerings (private placement), including Lepu Medical (300003.SZ) in 2016；the employee stock ownership plan of Shanghai Construction Engineering (600170.SH) in 2017；raising M&A matching funds for Goldstone Oriental (300434.SZ), Sanhua Intelligent Controls Co., ltd. (002050.SZ) and Yunnei Power Co., Ltd. (000903.SZ) in 2017； Yongchuang Intelligent Co., Ltd.(603901.SZ) in 2018. •Responsible for the IPO listing of Juewei Food Co., Ltd. (603517.SH), Ruite Electric Co., Ltd. (300600.SZ), Client Service International, Inc. (300663.SZ), Zhonghuan Environmental Protection Technology Co.,ltd (300692) •Responsible for Sinochem Geotechnical Co., Ltd. (002542.SZ) public offering of convertible corporate bonds. This project is the first convertible bond project issued by Haitong after the new regulations for convertible bonds in September 2017 are promulgated. •Participated in the IPO of Leon Technology Co., Ltd., Kersen Technology Co., Ltd., Yuancheng Environment Co., Ltd., Wanlima, and Zhaofeng Electromechanical Co., Ltd. Participated in the non-public issuance of Sunrise Technology Co., Ltd, Elec-Tech High Tech. Deve. Co., Ltd. •Leading the development, testing and optimization of Haitong Securities Electronic Issuance System Phase II and Phase III projects, including the electronic issuance of private placement and convertible bonds. Haitong is the first securities company in the market to realize the electronic issuance of the whole process. •Responsible for writing the Measures for the Appropriate Management of Investment Banking Business of Haitong Securities Co., Ltd. And publish red-headed documents in the company. •Make the processes and template files for non-public offerings. •Responsible for the preparation of the A+H Allotment of shares(rights issue) of Goldwind Science & Technology Co., Ltd. Show less



Haitong Securities

• China
• Investment Banking
• 400 - 500 Employee

• Internship （Investment Analyst）

  • Jul 2013 - Feb 2014

  • Was responsible for market due diligence in a number of projects • Participated in post-investment management, review the execution quality of investment provisions, requested audited financial report and business profiles from target companies • Was responsible for market due diligence in a number of projects • Participated in post-investment management, review the execution quality of investment provisions, requested audited financial report and business profiles from target companies



China Milestone Fund Management Co. LTD

• Shanghai City, China

• Internship

  • Jan 2012 - Mar 2012

  • Studied investment practice with chief inspector in the area of the evaluation of public company • Attended Information Sessions regularly held by securities traders and collected updated information of the public companies to support company’s investment decision making • Independently completed study report on IPO prospectus, issued by XinYan Co., Ltd. where a wide spectrum of information and knowledge was used to support the evaluation of the company. • Studied investment practice with chief inspector in the area of the evaluation of public company • Attended Information Sessions regularly held by securities traders and collected updated information of the public companies to support company’s investment decision making • Independently completed study report on IPO prospectus, issued by XinYan Co., Ltd. where a wide spectrum of information and knowledge was used to support the evaluation of the company.



Haitong Securities

• China
• Investment Banking
• 400 - 500 Employee

• Internship

  • Jun 2011 - Aug 2011

  • Worked as Front office clerk, assisted client to fill the form and gave instruction to customers who had confusion about the transaction • Worked in securities margin trading department, gave investment suggestions to clients • Worked as Front office clerk, assisted client to fill the form and gave instruction to customers who had confusion about the transaction • Worked in securities margin trading department, gave investment suggestions to clients



Shanghai Asia Pacific Insurance Broker

• Shanghai City, China

• Internship

  • Jan 2010 - Mar 2010

  • Participated in amending compensation programs, drafted new compensation plan under the guideline given by general manager • Drafted and arranged the instruction of ocean marine insurance • Attended regular insurance industry meetings with senior executive, and documented important issues and points during the meeting • Participated in amending compensation programs, drafted new compensation plan under the guideline given by general manager • Drafted and arranged the instruction of ocean marine insurance • Attended regular insurance industry meetings with senior executive, and documented important issues and points during the meeting