Experience

Compass Asset Management Group

• United States
• Investment Management
• 1 - 100 Employee

• Chief Executive Officer

  • Sep 2009 - 14 years 4 months

  Newburgh, NY ● Ormond Beach, FL Executive officer of a Private Wealth Management practice advising affluent families, executives, professionals and entrepreneurs on financial & estate planning, investment management, retirement planning, executive compensation & business succession strategies. Our practice is focused on YOU, our client. Our strategies help our clients grow, protect and transfer wealth tax efficiently. As our client's chief advocate, we work collaboratively with attorneys & accountants to address… Show more Executive officer of a Private Wealth Management practice advising affluent families, executives, professionals and entrepreneurs on financial & estate planning, investment management, retirement planning, executive compensation & business succession strategies. Our practice is focused on YOU, our client. Our strategies help our clients grow, protect and transfer wealth tax efficiently. As our client's chief advocate, we work collaboratively with attorneys & accountants to address multiple financial, legal, tax, business, estate and philanthropic issues. We listen carefully to the concerns and dreams of our clients, in order to craft customized strategies that ensure success. Throughout the process, our client remains informed & empowered. Our investment philosophy is prudence backed by technical analysis. We believe that there is more value in protecting assets during a volatile market than 'outperforming' (increasing risk) a good market. Studies have shown that this strategy yields consistently greater long-term results. We share the personal health, wealth & wellness interests of our clients. We engage our client's varied interests through a weekly emailed newsletter/blog post and a monthly periodical that incorporates non-investment related topics of interest, i.e. recipes, wine notes, healthy lifestyle, green living & golf tips. Show less



Spire Investment Partners, LLC.

• United States
• Financial Services
• 1 - 100 Employee

• Investment Advisor Representative

  • Sep 2009 - 14 years 4 months

  Compass Asset Management Group, LLC partners with Spire Wealth Management, LLC enabling our firm to deliver sophisticated financial planning & investment services of a large organization with the personal attention of a smaller boutique firm. Spire Wealth Management is a Federally Registered Investment Advisory Firm. Securities offered through an affiliated company, Spire Securities, LLC a Registered Broker/Dealer and member FINRA/SIPC



Bank of America

• United States
• Banking
• 700 & Above Employee

• Assistant Market Director, SVP

  • Jan 2007 - Sep 2009



KeyBanc Capital Markets

• Investment Banking
• 700 & Above Employee

• Private Wealth Management Group, Regional Director, SVP

  • Aug 2004 - Jan 2007



M&T Bank

• United States
• Financial Services
• 700 & Above Employee

• Wealth Management Group, SVP

  • Feb 1998 - Aug 2004



Mutual of Omaha

• United States
• Financial Services
• 700 & Above Employee

• District Sales Manager

  • Oct 1987 - Feb 1998



United States Air Force

• United States
• Defense and Space Manufacturing
• 700 & Above Employee

• Analysis Division

  • Sep 1983 - Aug 1986

  Plattsburgh AFB