Kong Hong Fai (Peter)

Middle Office Operations at Algebris Investments
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Contact Information
us****@****om
(386) 825-5501
Location
IE
Languages
  • English -
  • Chinese -
  • Bahasa Melayu -
  • Cantonese -

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Credentials

  • Bloomberg Market Concepts
    Bloomberg LP

Experience

  • Algebris Investments
    • United Kingdom
    • Financial Services
    • 100 - 200 Employee
    • Middle Office Operations
      • Feb 2022 - Present

      • Trade confirmations & settlements • Equity • Fixed Income • Repurchase Agreements • Swaps • Corporate Actions • Proxy Voting • Credit Default Swaps (CDS/CDX) • Options, Futures, Forwards • Trade confirmations & settlements • Equity • Fixed Income • Repurchase Agreements • Swaps • Corporate Actions • Proxy Voting • Credit Default Swaps (CDS/CDX) • Options, Futures, Forwards

  • Amundi
    • France
    • Financial Services
    • 700 & Above Employee
    • Trade Management Specialist
      • Oct 2019 - Jan 2022

      • Monitor and Control the Equity trading flow from start to finish. • Liaise with brokers directly to ensure any trade related issues are resolved. • Liaise with the traders and escalate issues with brokers as required. • Monitor the settlement status of all trades investigating any highlighted issues with brokers or Custodians directly. • Ensure any new funds are correctly setup within the trading system and any fund changes are correctly reflected both internally and on external platforms • Setup any new approved brokers in the Trading System. • Work with Compliance, Risk, Client Services and any other internal support teams to resolve queries or issues related to the Trade flow • Build and maintain relationships with all third parties involved with the trading and settlement process including Custodians, Fund accountants and brokers. • Participate and contribute with any broker or third parties reviews to ensure any problems are discussed and resolved • Investigate and resolve any interest claims which have arisen as a result of problems with the trade flow

  • Northern Trust
    • United States
    • Financial Services
    • 700 & Above Employee
    • Senior Transfer Agency Analyst (AML)
      • Apr 2019 - Sep 2019

      The role requires the completion of workload, with guidance from colleagues and line management, to support AML compliance services aligned to: - AML Legislation/Regulation & Guidance/Best Practice. - The Ireland Investor AML Department’s processes and procedures. To hold, build and maintain a strong relationship with the Northern Trust Transfer Agency Department to deliver a robust AML Compliance service to Northern Trust’s client and investor base. The role requires the completion of workload, with guidance from colleagues and line management, to support AML compliance services aligned to: - AML Legislation/Regulation & Guidance/Best Practice. - The Ireland Investor AML Department’s processes and procedures. To hold, build and maintain a strong relationship with the Northern Trust Transfer Agency Department to deliver a robust AML Compliance service to Northern Trust’s client and investor base.

  • Amazon
    • United States
    • Software Development
    • 700 & Above Employee
    • Investigation Specialist
      • Feb 2018 - Apr 2019

      · Prepare client-specific KYC analysis and complete Anti-Money Laundering (AML) due diligence records for Amazon UK marketplace clients · Regulatory compliance operational support for Amazon Payments Europe and Amazon Payments UK · Regulatory compliance, anti-money laundering (AML) and counter terrorism financing · Detailed Verification of Information provided by sellers registering on the Amazon Platform. · Liaising with Risk Control Analyst for the identification and detection of suspicious activity · Sellers first Point of Contact for any verification queries · Maintain quality assurance controls by providing regular feedback on SOPs and Operational process. · Working within tough business SLA’s · Deliver effective performance in-line with Investigator goals for quality and productivity · Liaise with other Transaction Risk Management System departments to ensure successful onboarding of sellers onto the Amazon Platform · Liaise with other Amazon departments to ensure cross functional success

  • Facebook
    • Software Development
    • 700 & Above Employee
    • Community Operation Analyst
      • Jul 2017 - Jan 2018

      • Personal Data Protection and Policy Enforcement • Fraud detection and identification of suspicious activities • Policy enforcement and content moderation • Enforce Facebook's Terms of Use by carefully monitoring reports of abuse or explicit content on the site • Review the reported content within agreed turnaround times and standards of quality. Determine whether to keep or delete the reported content based on Terms of Use • Identify inefficiencies in workflows and suggest solutions • Recognize trends and patterns, and escalate issues outside the company policy to the global team

Education

  • Trinity College Dublin
    Master of Science (MSc), Financial Risk Management
    2016 - 2017
  • Dundalk Institute of Technology
    Bachelor of Science (BSc) Honours, Biopharmaceutical Science
    2014 - 2015
  • Dundalk Institute of Technology
    Bachelor of Science (BSc), Applied Bioscience
    2011 - 2014

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