Ashlee Dorning
Senior Auditor at LendingClub- Claim this Profile
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English Native or bilingual proficiency
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Spanish Professional working proficiency
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Bio
Elizabeth Moreno
I had the pleasure of working with Ashlee while she was the BSA Lead Investigator at GloriFi/Animo Banking Services. As the BSA Officer, I needed someone with experience developing case management and investigations policies and procedures and Ashlee had an extensive background in that area. Ashlee also had experience with the Verafin application and could advise on efficiency and configuration. She was able to advise and assist in development of the compliance program including partnering with the first line of defense to configure appropriate controls for risk mitigation. Ashlee is amazing to work with. A fintech startup can be a chaotic environment and she was able to take every challenge and situation easily, identify problems and come up with effective solutions.
Elizabeth Moreno
I had the pleasure of working with Ashlee while she was the BSA Lead Investigator at GloriFi/Animo Banking Services. As the BSA Officer, I needed someone with experience developing case management and investigations policies and procedures and Ashlee had an extensive background in that area. Ashlee also had experience with the Verafin application and could advise on efficiency and configuration. She was able to advise and assist in development of the compliance program including partnering with the first line of defense to configure appropriate controls for risk mitigation. Ashlee is amazing to work with. A fintech startup can be a chaotic environment and she was able to take every challenge and situation easily, identify problems and come up with effective solutions.
Elizabeth Moreno
I had the pleasure of working with Ashlee while she was the BSA Lead Investigator at GloriFi/Animo Banking Services. As the BSA Officer, I needed someone with experience developing case management and investigations policies and procedures and Ashlee had an extensive background in that area. Ashlee also had experience with the Verafin application and could advise on efficiency and configuration. She was able to advise and assist in development of the compliance program including partnering with the first line of defense to configure appropriate controls for risk mitigation. Ashlee is amazing to work with. A fintech startup can be a chaotic environment and she was able to take every challenge and situation easily, identify problems and come up with effective solutions.
Elizabeth Moreno
I had the pleasure of working with Ashlee while she was the BSA Lead Investigator at GloriFi/Animo Banking Services. As the BSA Officer, I needed someone with experience developing case management and investigations policies and procedures and Ashlee had an extensive background in that area. Ashlee also had experience with the Verafin application and could advise on efficiency and configuration. She was able to advise and assist in development of the compliance program including partnering with the first line of defense to configure appropriate controls for risk mitigation. Ashlee is amazing to work with. A fintech startup can be a chaotic environment and she was able to take every challenge and situation easily, identify problems and come up with effective solutions.
Experience
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LendingClub
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United States
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Financial Services
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700 & Above Employee
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Senior Auditor
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Jun 2023 - Present
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Rausch Advisory Services LLC.
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United States
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Accounting
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1 - 100 Employee
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Auditor II
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Aug 2022 - Jun 2023
I worked various temp contracts with Lending Club as a consultant. I assisted with their BSA/AML audit, helping to conduct fieldwork testing for all areas of KYC/CIP/CDD and some OFAC testing. I worked various temp contracts with Lending Club as a consultant. I assisted with their BSA/AML audit, helping to conduct fieldwork testing for all areas of KYC/CIP/CDD and some OFAC testing.
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GloriFi
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Dallas, Texas, United States
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BSA Lead Investigator
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Mar 2022 - Jun 2022
Fintech start-up Fintech start-up
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First Financial Bank
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United States
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Banking
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700 & Above Employee
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Senior Internal Auditor
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Mar 2019 - Mar 2022
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Staff Auditor
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Oct 2018 - Feb 2019
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AML Analyst
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Oct 2015 - Sep 2018
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The Bank of Kentucky
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Banking
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1 - 100 Employee
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BSA Compliance Specialist
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Sep 2013 - Aug 2015
In August 2013 I was promoted to the risk management department at The Bank of Kentucky as a BSA Compliance Specialist.
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Teller
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May 2011 - Aug 2013
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Burlington Stores, Inc.
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United States
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Retail
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700 & Above Employee
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Customer Service Supervisor
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Aug 2008 - Aug 2013
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Education
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2018 - 2023
Xavier University
Master of Science - MS, Customer Analytics -
2017 - 2023
Xavier University
Master's of Business Administration, 3.7 -
2009 - 2013
Thomas More College
Bachelor of Arts (B.A.), Economics -
2005 - 2009
Simon Kenton High School
4.0
Community
