Experience

汇丰环球客户服务(广东)有限公司

• China
• Banking
• 1 - 100 Employee

• Officer, Transfer Agency

  • Jan 2022 - Present

  -Process trades for subscription, redemption and transfer.-Distribute confirmations, contract notes and financial statements to investors-Create new investor record in TA system-Obtain correct “Know Your Client” documents from investors-Provide professional investor services to fund managers and investors-Coach new staff / junior administrator

• Fund Administrator, Transer Agency

  • Sep 2020 - Jan 2022

  1.投资者和基金管理人的中介角色；2.管理投资者的投资者基金帐户登记记录，交易管理，包括申购登记，配股登记，赎回退出登记等基金代理服务；3.投资者基金交易款项识别，转换，结算；4.投资者的数据管理，例如帐户开设，数据更新，资料修改等；5.投资者的合规相关运营服务，包括背景调查、税务服务等；6.基金投资报表制定。



HuaYan Asset Management CO., LTD

• Shantou, Guangdong, China

• Fund manager assistant

  • Nov 2018 - Jul 2020

  • Research the futures and A stock market，assist manager to invest in the market • Record commodity futures prices every day, discover investment opportunity • Summarize the investment decisions during the day, report to the manager • Research the futures and A stock market，assist manager to invest in the market • Record commodity futures prices every day, discover investment opportunity • Summarize the investment decisions during the day, report to the manager