Richard Brown

Head of CASS Oversight at Archax
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Contact Information
us****@****om
(386) 825-5501
Location
United Kingdom, UK

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Credentials

  • PRINCE2® 2017 Practitioner
    AXELOS Global Best Practice
    Nov, 2020
    - Nov, 2024
  • Investment Management Certificate (IMC)
    CFA UK
    Aug, 2020
    - Nov, 2024

Experience

  • Archax
    • United Kingdom
    • Financial Services
    • 1 - 100 Employee
    • Head of CASS Oversight
      • Sep 2022 - Present

    • Operations Manager
      • Apr 2021 - Sep 2022

  • JPMorgan Chase & Co.
    • United States
    • Financial Services
    • 700 & Above Employee
    • Senior Associate Rates External Reporting
      • Oct 2015 - Nov 2020

      External reporting for disclosures to financial statements. Project manager structured notes review. Continuous development of tools and controls to improve analysis and reporting.

    • Senior Associate Product Control
      • Jan 2013 - Sep 2015

      Product Control Manager Inflation & Options. Managed team of two headcount. Continuous development & testing of P&L and risk aggregator.

    • Senior Associate Product Control
      • Oct 2010 - Jan 2013

      Structured Rates Product Controller Team lead for London projects

  • MUFG
    • Japan
    • Financial Services
    • 700 & Above Employee
    • Structured Rates Product Controller
      • Dec 2009 - Sep 2010

      Structured Trading P&L reporting Rates, Equity & FX Products

    • Trade Support Analyst
      • Feb 2007 - Dec 2009

      Project: Economic analysis of Rates & FX structured trades and training Management of full trade life cycle

  • HSBC
    • United Kingdom
    • Financial Services
    • 700 & Above Employee
    • FX Options Analyst
      • Jan 2006 - Feb 2007

      London lead for the outsourcing of FX Options back office to Malaysia London lead for the outsourcing of FX Options back office to Malaysia

  • Ashcourt Rowan
    • London, United Kingdom
    • Internship
      • Jul 2004 - Sep 2004

Education

  • Queen Mary, U. of London
    Master of Science (MSc), Investment and Finance
    2004 - 2006
  • Swansea University
    Bachelor of Science (BSc), Economics
    2001 - 2004

Community

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