Katrina DiTomasso

Senior Analyst at Foreside Financial Group, LLC
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Contact Information
us****@****om
(386) 825-5501
Location
Raleigh, North Carolina, United States, US
Languages
  • French Elementary proficiency
Skills

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Bio

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Credentials

  • Series 24
    FINRA
  • Series 63
    FINRA
  • Series 7
    FINRA

Experience

  • Foreside
    • United States
    • Financial Services
    • 1 - 100 Employee
    • Senior Analyst
      • Aug 2021 - Present

      Supports the compliance consulting needs of Foreside’s investment advisor clients by maintaining compliance programs, performing testing of policies and procedures and assisting with regulatory filings. 8 years of experience in the financial services industry. Supports the compliance consulting needs of Foreside’s investment advisor clients by maintaining compliance programs, performing testing of policies and procedures and assisting with regulatory filings. 8 years of experience in the financial services industry.

  • Capital Investment Companies
    • United States
    • Financial Services
    • 1 - 100 Employee
    • Operations Principal
      • Feb 2021 - Sep 2021

      Approve New Accounts, Mutual Fund, Equity, Alternative Investments, Trade Corrections, Share Class Conversions, ACATs, Direct Business and Brokerage Accounts

    • Operations Associate
      • Jul 2017 - Feb 2021

  • Fidelity Investments
    • United States
    • Financial Services
    • 700 & Above Employee
    • Financial Associate
      • Sep 2013 - Jul 2017

  • Vinnie's Steakhouse
    • Server
      • Feb 2014 - Sep 2014

  • Second Empire Restaurant
    • Server
      • May 2008 - Jan 2012

  • Le Bernardin
    • Assistant to Private Events Coordinator
      • Oct 1998 - Nov 2002

      I answered phone calls, booked reservations, and assisted the restaurant's events coordinator with organizing menus and contracts for private parties in a world renowned New York restaurant. I answered phone calls, booked reservations, and assisted the restaurant's events coordinator with organizing menus and contracts for private parties in a world renowned New York restaurant.

Education

  • North Carolina State University
    Bachelor of Arts (B.A.), Foreign Languages and Literatures, French
    2011 - 2013

Community

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