Experience

DMA - DuCharme, McMillen & Associates, Inc.

• Accounting
• 500 - 600 Employee

• Compliance Analyst

  • Oct 2022 - Present



PANIS AND SHAH ASSOCIATES DMCC

• United Arab Emirates
• Business Consulting and Services
• 1 - 100 Employee

• Business Compliance Analyst

  • Dec 2018 - Dec 2021

  • Concept-to-Execution strategies involving direct interaction with clients leading to successful recommendation of solutions for setting up company structures. • Act as a liaison with Dubai Government/Regulatory Authorities - Jebel Ali Free Zone (JAFZA), Dubai Multi Commodities Centre (DMCC), Ajman Free Zone (AFZA), Hamriyah Free Zone (HFZA) etc. regarding company matters for respective clients. • Provided end-to-end services to respective clients followed by ensuring complete compliance in adherence to company applicable regulations. • Ensured Compliance requirements set forth by Economic Substance Regulation (ESR) were followed. • Drafted company resolutions for Share Transfers, Company Formation, Amendments and Liquidation. • Reverting to client queries, rolling out to client their application status updates in addition to weekly follow up for documentation and payment process. • Conducted Internal Audit assignments for the clients by highlighting the gaps in the existing process and provide recommendations.



KPMG India

• India
• Business Consulting and Services
• 700 & Above Employee

• Compliance Analyst

  • Dec 2016 - Mar 2018

  Worked as an Analyst in Legal Compliance Centre of Excellence Team, KPMG -- Preparation of comprehensive compliance framework of Industry applicable laws, rules and regulations for the client company. -- Performed in-depth research and conducted gap assessment, preparation of compliance checklists (time/event based compliances) and providing update for any regulatory changes based on notifications and circulars issued by the respective authority departments. -- Assisted in conducting Compliance Audit and performed evaluation and assessment of processes, documentation, procedures for assessing Legal Compliance risk.



Oriental Containers Ltd - India

• Packaging and Containers Manufacturing
• 1 - 100 Employee

• Compliance Intern

  • Jun 2016 - Nov 2016

  Worked as an Intern in listed company; thereby undergone training in Corporate Laws, Labor Laws, Securities and Exchange Board of India (SEBI) Regulations in addition to: -- filing and uploading of share-holding patterns, corporate governance report under the National Stock Exchange (NSE) /Bombay Stock Exchange (BSE) requirements -- MCA-21 forms filing and reporting as per Ministry of Corporate Affairs (MCA) schedule and Compliances of Registrar and Share Transfer agents -- Attended Annual General Meeting - complete process for conducting an AGM followed by post AGM matters -- Drafting of resolutions, preparation of notice, agenda, minutes related to board meetings, shareholder meetings.