Adam Reback
Partner at Optima Partners Compliance Advisory- Claim this Profile
Contact Information
us****@****om
(386) 825-5501
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Location
New York City Metropolitan Area
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Credentials
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Series 24 (inactive)
FINRA (Financial Industry Regulatory Authority)Jan, 2002- Nov, 2024 -
Series 7 (inactive)
FINRA (Financial Industry Regulatory Authority)Jan, 1993- Nov, 2024 -
Series 8 (9&10) (inactive)
FINRA (Financial Industry Regulatory Authority)Jan, 2001- Nov, 2024
Experience
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Optima Partners Compliance Advisory
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United States
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Financial Services
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1 - 100 Employee
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Partner
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Aug 2019 - Present
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Director
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Aug 2019 - Mar 2020
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J. Goldman & Co., L.P.
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United States
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Investment Management
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1 - 100 Employee
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Partner, Chief Compliance Officer
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Dec 2017 - Feb 2019
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Chief Compliance Officer
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Jun 2006 - Feb 2019
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Chief Compliance Officer
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Aug 2001 - Jun 2006
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Ladenburg Thalmann
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Financial Services
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100 - 200 Employee
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Branch Manager
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1997 - 2001
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Education
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FBI Citizens Academy - New York
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New York University
Community
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