Kenny Lau

VP - Foreign Exchange at BTIG
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Contact Information
us****@****om
(386) 825-5501
Location
US

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5.0

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I was Kenny's manager during my time running a specialist post on the New York Stock Exchange. Kenny did an amazing job in an extremely difficult environment. Towards the end of my time there we became really understaffed and Kenny somehow managed to do what previously required a complete staff. In my time in the financial industry I learned to be very careful about who you trust and count on but Kenny remains one of the few people I trust and know that if I ask him to work on something it will be done and completed properly. As I have been setting my own business up I continue to hope that one day soon I will be able to hire Kenny for myself.

Sol Reischer

As Managing Director of Options at both G.H.M. and Bear Wagner my ability to focus on trading and value details was made in great part by having an assistant as hard working as Kenny Lau. Knowledgeable, conscientious, the count on go to man. After 911, when the AMEX moved to Philadelphia Stock Exchange, Kenny made this transition work. Helped put our team together from New York and led the way with the Philadelphia Tech Team to have us up and running like a well oiled engine in 24 hours. Kenny has always been tops and a pleasure to work with.

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Credentials

  • Series 56
    -
    Aug, 2011
    - Nov, 2024

Experience

    • United States
    • Financial Services
    • 500 - 600 Employee
    • VP - Foreign Exchange
      • Aug 2015 - Present

    • United States
    • Financial Services
    • 700 & Above Employee
    • Trading Assistant/Floor Operations
      • Dec 2004 - Jan 2013

      • Execute listed vanilla options trades, FLEX options trades, buy-rights, collars and straddle in fast paced environment. • Analyzed and evaluated pricing data to ensure spots, futures, options and special deliverables are priced within parameters. • Monitored equities, exchange traded funds, and indices options ensure integrity of the trades. • Ensured time sensitive weekly and monthly options and other corporate actions were exercise timely. • Maintained positive relationship between clients,traders, vendors and clearinghouse.

    • Options Clerk
      • Oct 2004 - Dec 2004

      • Coordinate with the new entity on operations efficiency by providing recommendation on best of use. • Manage the new system transition between Bear Wagner and Fogel Group. • Coordinate with the new entity on operations efficiency by providing recommendation on best of use. • Manage the new system transition between Bear Wagner and Fogel Group.

    • Financial Services
    • 1 - 100 Employee
    • Options Clerk
      • Apr 2001 - Oct 2004

      • Working with specialists in trading and hedging risk while maintaining operations and clearing are within peak efficiency. • Testing and evaluating new trading system by providing recommendation on its applicable uses. • Working with specialists in trading and hedging risk while maintaining operations and clearing are within peak efficiency. • Testing and evaluating new trading system by providing recommendation on its applicable uses.

Education

  • Hunter College
    BA, Economics

Community

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