Experience

AuditOne LLC

• United States
• Banking
• 1 - 100 Employee

• BSA Practice Director

  • Jan 2023 - Present

  United States

• Senior Associate

  • Oct 2019 - Jan 2023

  Fresno, California



FFB Bank

• United States
• Banking
• 1 - 100 Employee

• Vice President of Compliance

  • Mar 2016 - Aug 2019

  Fresno, California Area • Dynamic, eighteen-year banking professional with extensive industry experience in regulatory compliance; risk management; anti-financial fraud investigation; Bank Secrecy Act/USA PATRIOT Act; AML; KYC; risk assessing in banking regulatory compliance. • Talent for working well in team-oriented environment while maintaining the ability to exhibit effectiveness in achieving individual goals. Extremely flexible and versatile; able to uphold highly positive attitude under tremendous pressure… Show more • Dynamic, eighteen-year banking professional with extensive industry experience in regulatory compliance; risk management; anti-financial fraud investigation; Bank Secrecy Act/USA PATRIOT Act; AML; KYC; risk assessing in banking regulatory compliance. • Talent for working well in team-oriented environment while maintaining the ability to exhibit effectiveness in achieving individual goals. Extremely flexible and versatile; able to uphold highly positive attitude under tremendous pressure. • Demonstrated ability to exceed goals while maintaining the highest ethical standard. • Outstanding communication skills. Specialties: • Regulatory Compliance/Banking • Banking Law • Enterprise-wide Risk Management • Anti-fraud Investigation • Risk Assessing • Customer Identification Program • BSA/AML • Know Your Customer • Third-party Vendor Management • Regulatory Examinations Show less



Premier Valley Bank

• VP/Compliance Officer

  • Feb 2006 - Mar 2016

  Fresno, California Area • Dynamic, fifteen-year banking professional with extensive industry experience in regulatory compliance; risk management; anti-financial fraud investigation; Bank Secrecy Act/USA PATRIOT Act; AML; KYC; risk assessing in banking regulatory compliance. • Talent for working well in team-oriented environment while maintaining the ability to exhibit effectiveness in achieving individual goals. Extremely flexible and versatile; able to uphold highly positive attitude under tremendous pressure… Show more • Dynamic, fifteen-year banking professional with extensive industry experience in regulatory compliance; risk management; anti-financial fraud investigation; Bank Secrecy Act/USA PATRIOT Act; AML; KYC; risk assessing in banking regulatory compliance. • Talent for working well in team-oriented environment while maintaining the ability to exhibit effectiveness in achieving individual goals. Extremely flexible and versatile; able to uphold highly positive attitude under tremendous pressure. • Demonstrated ability to exceed goals while maintaining the highest ethical standard. • Outstanding communication skills. Specialties: • Bank Regulatory Compliance • Enterprise-wide Risk Management • Anti-fraud Investigation • Risk Assessing • Customer Identification Program • BSA/AML • Know Your Customer Show less



San Joaquin Bank

• Assistant BSA Officer

  • Jul 2005 - Jan 2006

  One of two professionals brought in to oversee complete rebuilding of bank's BSA/AML program; Under heavy scrutiny from FDIC/DFI. Co-authored bank's BSA/AML program, including implementation of KYC/CIP program; and Daily monitoring of bank's heightened-risk customers, including potential PEPs, MSBs, and cash-intensive businesses.