Experience

R. Seelaus & Co., Inc.

• United States
• Financial Services
• 1 - 100 Employee

• Equity Capital Markets | Executive Vice President

  • Nov 2018 - Present

  Chatham, New Jersey, United States



The Williams Capital Group, L.P.

• Equity Sales

  • Jan 2018 - Oct 2018

  Greater New York City Area Maintain and expand client relationships. Market firm research in the E&P and Utilities sectors. Work closely with analysts, equity department leadership and sales trading staff to promote firm research and expand client base.



Williams Capital Group

• Investment Banking
• 1 - 100 Employee

• Equity Trading

  • 2006 - Dec 2017

  Greater New York City Area Execute global equity block program and single equity trades through a number of electronic trading destinations including algorithmic, direct market and dark pool venues. Responsible for the execution of corporate stock repurchase programs. Corporate buyback represented a material percentage of overall equity commission base. Primary repurchase contact for companies’ Treasury departments. Actively market repurchase capabilities. Track global macroeconomic, market, and stock… Show more Execute global equity block program and single equity trades through a number of electronic trading destinations including algorithmic, direct market and dark pool venues. Responsible for the execution of corporate stock repurchase programs. Corporate buyback represented a material percentage of overall equity commission base. Primary repurchase contact for companies’ Treasury departments. Actively market repurchase capabilities. Track global macroeconomic, market, and stock specific events; present summary of global events at the morning meeting, write morning note for internal and external distribution to over 200 clients

• Equity Syndicate

  • 2006 - Dec 2017

  Greater New York City Area Manage Williams Capital participation in all equity IPO and Follow-On offerings, including high-profile deals such as Visa, General Motors, Facebook and Alibaba. Coordinate company story, investor feedback, indications and client allocation between research sales staff, sales traders, investment bankers and deal bookrunners. Maintain all deal records in accordance with firm and regulatory rules.

• Research Supervisory Analyst

  • Jan 2005 - Dec 2005

  Greater New York City Area Edit analyst reports for content and compliance with NASD and SEC regulations. Member of the Research Recommendation Committee. Produce special situation company analysis in support of research sales and sales trading staff. Designed and developed a compliance database containing all relevant research documents.



Williams Capital Group

• Investment Banking
• 1 - 100 Employee

• International Equity Trader

  • 2002 - 2004

  Greater New York City Area Execute trades in the Asian markets in real time through the use of various direct market access platforms. Track Asian macroeconomic, market, and company specific data; produce a daily internal written summary for the use of European, Domestic equity and fixed income traders.



Aeltus Investment Management

• United States
• Technology, Information and Internet

• International Analyst/Trader

  • 2000 - 2001

  Hartford, Connecticut Area Execute equity trades in European, Asian, and North American markets consistent with portfolio strategies and portfolio manager instructions. Track global macroeconomic and company specific data and discuss trading implications with the portfolio manager. Identify investment opportunities and track current holdings in multiple sectors using both quantitative and qualitative analysis. Assist in the implementation of investment strategy, including asset allocation decisions… Show more Execute equity trades in European, Asian, and North American markets consistent with portfolio strategies and portfolio manager instructions. Track global macroeconomic and company specific data and discuss trading implications with the portfolio manager. Identify investment opportunities and track current holdings in multiple sectors using both quantitative and qualitative analysis. Assist in the implementation of investment strategy, including asset allocation decisions and individual purchase/sell decisions; provide appropriate investment recommendations based on the strategic objectives of the fund.

• Trading Assistant

  • 1999 - 2000

  Hartford, Connecticut Area Assist in the continuing development of an International equity qualitative database. Enter all trades into the domestic Predator trading system; track all domestic trading commissions and track all domestic IPO’s.

• Analyst, Equity Operations

  • 1998 - 1999

  Hartford, Connecticut Area Assist in the development of a corporate action tracking system; track corporate actions. Provide performance and holding information on a daily basis, diagnose and resolve discrepancies. Confirm ! domestic equity trades and resolve discrepancies.