Jake Tyndall, MS

Director of New Business at CreativeOne Securities
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Contact Information
us****@****om
(386) 825-5501
Location
Kansas City, Missouri, United States, US
Skills

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Sean Anderson, MBA

Jake has constantly amazed me with his industry insight and original approaches to solving problems, as we have collaborated both professionally and personally throughout the years. His hands-on approach towards situations and strong personality has definitely won him the respect of our piers and colleagues to the point where positive relationships are formed and trusted. Personally, I am proud of Jake's success at American Century, as he has provided outstanding results for the company. He has the vision to see the benefits and the passion to turn it into measurable results for American Century and I am certain those skills would be invaluable to anyone. Jake will find a way to weather any storm with a smile. Definitely someone I'd want to have on my team.

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Credentials

  • Series 24
    FINRA
    Dec, 2012
    - Nov, 2024
  • Series 66
    FINRA
    May, 2003
    - Nov, 2024
  • Series 7
    FINRA
    May, 2003
    - Nov, 2024

Experience

  • CreativeOne Securities
    • United States
    • Investment Management
    • 1 - 100 Employee
    • Director of New Business
      • Oct 2022 - Present

    • New Business Recruiter and Onboarding Manager
      • Feb 2017 - Oct 2022

      Onboarding/Transition Coordinator to Client One Securities Vendor/Partner Relationships and Agreement Due DiligenceRR/IAR RegistrationBroker Dealer/ RIA Applications ManagementOperations Principal

  • VSR Financial Services
    • Trade Review Principal
      • Apr 2014 - Nov 2016

      Review and approve brokerage trading, RIA portfolios, alternative investments and variable insurance products for firmTeam lead/trainer for Operational and OSJ principals. Advisor trainer on firms disclosure and OSJ standardsRegional Supervisor

    • Trader/ Principal
      • Jul 2011 - Apr 2014

      Trade equities, fixed income assets, derivatives, and mutual funds for commissioned and managed account advisors. Brokerage OSJ providing supervision on Investment suitability, investment objective and commissionable compensation for managed and standard commissionable accounts. Supervised the setup of managed programs for MAP accounts and the relationship between advisor and managers. Principle for trading,group, advisory group, cashiering and new accounts.Provide analytic data for CIO on VSR proprietary ETF portfolios. Show less

  • Waddell and Reed Inc
    • Senior Client Account Specialist
      • Jan 2011 - Jun 2011

      Identifying of special or orphaned accounts, work with compliance on guidelines,and processes for reassignment Conduct presentations and drip marketing to Choice Advisors for improving their brokerage business. Review and suggest portfolio strategies for advisors presentations using brokerage traded securities. Stay current on financial planning , investment, and risk management developments through industry publications, websites, and conferences to assist Choice advisors with research, compliance and operations Show less

  • American Century Investments, Inc
    • Senior Brokerage Specialist/Client Specialist
      • Jan 2004 - Dec 2010

      Brokerage project leader, brokerage equity trader and bond desk trader. Team leader and subject matter expert for all 26 brokerage specialist and 16 investment consultants at American Century Inv. Wealth management, advice and security expertise specializing in weighted income portfolios Brokerage project leader, brokerage equity trader and bond desk trader. Team leader and subject matter expert for all 26 brokerage specialist and 16 investment consultants at American Century Inv. Wealth management, advice and security expertise specializing in weighted income portfolios

  • Bacchus Foundation
    • United States
    • Events Services
    • Treasurer/Financial Officer
      • 2005 - 2008

      Managed Endowment Fund, Budget and Event Projections, Vendor management, and Foundation Financial Reporting. Executive Committee Managed Endowment Fund, Budget and Event Projections, Vendor management, and Foundation Financial Reporting. Executive Committee

  • Prudential Financial Inc
    • Financial Services Associate
      • Apr 2003 - Dec 2003

      Provided financial consulting Provided financial consulting

Education

  • Webster University
    Masters of Science, Finance 2010
    2007 - 2009
  • Texas A&M University - College
    Bachelor of Arts, Speech Communications 2002; Organizational Communications
    2000 - 2002

Community

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