Experience

SEASPAR

• United States
• Recreational Facilities
• 1 - 100 Employee

• SPECIAL Recreation Assistant SEASPAR

  • 2014 - Present

• Program Assistant

  • Jan 2014 - Present

  Assist in Special Olympic, recreational and camp programs for individuals with disabilities. The organization provides over 700 programs and services throughout the year for residents in 11 communities southwest of Chicago. Assisting in programs providing services that include day camps; Special Olympic Golf, Bocce & Volleyball; adult swimming; Goalball and other sports for physically disabled.



Project Search-LaGrange Adventist Hospital & LADSE

• Steering Committee Member

  • Feb 2014 - Present

  Committee developed a joint program with LaGrange Adventist Hospital, LADSE and Helping Hand Center to create job training program for high school transition students with disabilities to gain work experience in a year long internship program. LADSE is a special education cooperative that collaborates with its member districts to provide high-quality, evidence-based programs and services that result in positive outcomes for students. Helping Hand Center located in Countryside IL. is a nonprofit organization serving over 700 children and adults with developmental disabilities since 1955. The ongoing committee work includes evaluation of the program and continuing solicitation of students for the next year as well as locating additional work program locations. See this link for info: http://lagrange.suntimes.com/2014/08/10/news-project-search-interns-ready-to-roll-at-la-grange-memorial-hospital/



Helping Hand Center

• President Of The Board Of Directors

  • Jan 2014 - 2019

  Helping Hand Center In Countryside, IL. is a nonprofit organization serving over 700 children and adults with developmental/intellectual disabilities in the greater Chicagoland area since 1955. My son Brian has been a participant in the programs for 17 years. The Agency offers a range of programs and services, including outpatient therapies, early intervention, a school for children with autism, high school transition, residential homes, employment services, adult developmental training, and special recreation programs.

• Foundation Board Treasurer

  • Jan 2005 - Dec 2013

  Agency provides services to developmentally disabled adults & children. Provided management for land purchases and building designs for new CILA residences and consultation to Board on maximizing Board participation to meet organizational objectives.



Ackermann Consulting, Inc.

• Attorney & Broker Dealer Compliance Consultant

  • 2005 - 2014

  Provide expertise in advising staff in responding to compliance issues and insuring adherence to regulations including the creation of policies and procedures. Negotiate settlements on behalf of clients and assist in preparation for continuing licensing and accreditation. Represent firm and traders in disciplinary actions. Provide expertise in advising staff in responding to compliance issues and insuring adherence to regulations including the creation of policies and procedures. Negotiate settlements on behalf of clients and assist in preparation for continuing licensing and accreditation. Represent firm and traders in disciplinary actions.



Knight Financial Products

• SVP & Director of Legal & Compliance

  • 2002 - 2005

  Chief Compliance Officer for proprietary trading operation of 150 traders on 8 national exchanges. Responsible for compliance oversight for all staff and managed the compliance program overseeing securities trading. Negotiated settlements with national markets resulting in no formal sanctions and continued accreditation. Chief Compliance Officer for proprietary trading operation of 150 traders on 8 national exchanges. Responsible for compliance oversight for all staff and managed the compliance program overseeing securities trading. Negotiated settlements with national markets resulting in no formal sanctions and continued accreditation.



Knight Execution Partners

• SVP & Chief Compliance Officer

  • 2002 - 2005

  Chief Compliance Officer for smart order routing provider and consolidator. Insured membership approval and compliance on national markets. Chief Compliance Officer for smart order routing provider and consolidator. Insured membership approval and compliance on national markets.



Philadelphia Stock Exchange

• Deputy General Counsel & SVP Business Operations

  • 1998 - 2002

  Led project management teams implementing the competitive strategies of the Board including client services, operations and systems for a National Securities Exchange. Led project management teams implementing the competitive strategies of the Board including client services, operations and systems for a National Securities Exchange.



Cboe Global Markets

• United States
• Financial Services
• 700 & Above Employee

• VP Legal & Market Surveillance

  • 1975 - 1989

  National Securities Exchange National Securities Exchange