Experience

Carlson Capital Management

• United States
• Financial Services
• 1 - 100 Employee

• Director of Operations and Client Service

  • Jun 2023 - Present

• Manager of Operations and Client Service

  • Nov 2019 - Jun 2023

  Carlson Capital Management is a comprehensive wealth management advisory firm based in Minnesota.



Meristem l Cresset

• United States
• Financial Services
• 1 - 100 Employee

• Director of Client Services

  • May 2015 - Nov 2019

  30 years of diverse experience in the Investment Advisory Business in both client service, operations and continuous improvement areas. Strategic and tactical leader with a hands-on approach spanning the areas of portfolio administration, regulatory, human capital, management, leadership, technology and pooled investment vehicles. Creating process and procedure across all areas while bridging client service and operations to be as efficient as possible all while creating a high touch client experience.Meristem is an independently owned provider of financial advisory services to individuals and their families. Meristem provides wealth management advice including; investment, tax, estate and charitable planning. Show less

• Operations Manager

  • Apr 2008 - Nov 2019

  Meristem is an independently owned provider of financial advisory services to individuals and their families. Meristem provides wealth management advice including; investment, tax, estate and charitable planning.



Kopp Investment Advisors

• United States
• Investment Management
• 1 - 100 Employee

• Senior Associate Client Services and Operations

  • Jun 1992 - Mar 2008

  Effectively managed firm’s operational growth from $130 million to $8 billion in assets and from two hundred clients to over three thousand clients. Provided Fiduciary Support by being the primary client liaison handling all requests from clients, custodians, brokers and accountants regarding performance reporting, registration changes, cash requirements, cash flow, tax requests, daily reconciliations, trade issues, investment style inquiries, performance, account updates and compliance. Effectively managed firm’s operational growth from $130 million to $8 billion in assets and from two hundred clients to over three thousand clients. Provided Fiduciary Support by being the primary client liaison handling all requests from clients, custodians, brokers and accountants regarding performance reporting, registration changes, cash requirements, cash flow, tax requests, daily reconciliations, trade issues, investment style inquiries, performance, account updates and compliance.



Hambrecht & Quist Equity Managment

• San Francisco Bay Area

• Operations Manager

  • 1989 - 1992

  Solely responsible for investment operations of a firm with $42 million in AUM which included two limited partnership hedge funds, a limited partnership income fund and private clients. Solely responsible for investment operations of a firm with $42 million in AUM which included two limited partnership hedge funds, a limited partnership income fund and private clients.



Thorson Brown and Plunkett

• Greenwich, CT

• Portfolio Assistant

  • 1988 - 1989

  Principal liaison between clients, custodians and brokers. Principal liaison between clients, custodians and brokers.