Experience

TIGRESS FINANCIAL PARTNERS

• United States
• Financial Services
• 1 - 100 Employee

• FINANCIAL ANALYST | Risk Management & Investment Banking

  • Jun 2019 - Present

  CAREER HIGHLIGHTS: • Perform case study analysis and mitigation of risks including: market risks, operational risk, cyber risk, liquidity risk, credit risk and reputational risk, as well as analyzed and presented the failings of Bear Stearns and Wells Fargo • Exacted and pivoted data from a proprietary system for the annual compliance procedures; executed compliance risk assessment with internal written supervisory procedures which consistent with the rules of FINRA and SEC • Tested AML compliance of 100+ international clients ID’s and personal profile data through OFAC and FINCEN searches • Work with business unit staff to obtain sample documentation and maintain repository of testing work papers • Research regulatory requirements and provide an assessment of the firm’s risk procedures with respect to deficiencies • Assist in administering risk and control self-assessments and implement control enhancements to mitigate operational risks • Participate in assessments of business unit exposures, identify risks, evaluate potential impact and review the strengths and weaknesses of the firm's existing controls within Research, Sales & Trading and Investment Banking • Conduct quantitative and qualitative commercial due diligence to aggregate data from Bureau of Transportation and airport official websites, identified market opportunity, competitive landscape and risks of collaboration of a startup and Delta Air Line • Perform legal due diligence on the target business covering a wide scope of legal matters, including proper incorporation and ownership, contractual obligations, ownership of assets, compliance, and litigation Show less



Skyline Properties

• United States
• Real Estate Agents and Brokers
• 1 - 100 Employee

• ANALYST | Ground Leasing

  • Jul 2018 - May 2019

  An accomplished self-starter and team player, with the ability to adapt to changing environment. Proficient at researching information. Armed with strong analytical and problem solving skills. and organizational skills. Proficient with a strong attention to detail and ability to perform duties with a high level of accuracy. Ability to prioritize and manage multiple projects simultaneously. CAREER HIGHLIGHTS: • Assisted in the development of near-term and long-term real estate strategy for commercial portfolio through data analyses in pricing, discount, occupancy and other internal and external assumptions • Prepared investment committee memos by writing property description and property market sections to enable clients understand the strengths and considerations of the transaction being considered by 200+ commercial real estate investors Show less



GUOTAI INTERNATIONAL INVESTMENT CO., LTS

• Beijing, China

• ANALYST | Risk Management, Compliance & Due Diligence in Investment Banking

  • May 2017 - Aug 2017

  Ability to communicate best practices to business teams regarding the handling and dissemination of sensitive Company and Customer information and escalate potential incidents to Senior Management. Adept at supporting management regarding deficiencies, best practices and due diligence. Skilled at assisting in the execution of a comprehensive and integrated internal controls program designed to identify, measure, assess, report, monitor and control operational risk exposure. CAREER HIGHLIGHTS: • Performed due diligence process associated with acquisitions by performing document control, reading lease abstracts, verifying projections or other duties as assigned • Conducted financial analysis of acquisitions via development budgets, financial modeling, analysis of cash flows, and valuations Show less



Hana Bank

• South Korea
• Financial Services
• 700 & Above Employee

• ANALYST | Retail Banking

  • Jun 2016 - Aug 2016

  Proficient at partnering effectively with risk, finance and marketing teams. Adept at working in a dynamic environment and managing multiple projects with tight timelines. Experienced with broad based industry knowledge of common financial services concepts, practices and procedures. CAREER HIGHLIGHTS: • Resolved problems by clarifying issues; completing transactions; researching and exploring answers and alternative solutions; implementing solutions; escalating unresolved problems for retail clients • Ensured customer service department’s compliance with bank and regulatory agency records management, retention policies and procedures with respect to customer complaints • Conducted a review and evaluation on the adequacy of all reports that were subject to province and state oversight Show less