Compliance and risk control senior manager

• Jul 2017 - Present

Responsible for compliance and risk control within the investment department, together with the company's compliance and risk control departments to ensure that the department's investments are compliant and always consistent company's various requirements for risk control. I also use my experiences helping our new clients to develop investment policies and their pension asset allocation framework. I report directly to the department head. Main tasks include: 1. Explain investment policy statements or strategies designed from our clients to our portfolio managers to help achieve investor goals as part of the overall investment process. 2. During clients’ investment policy making process, by conducting asset allocation analysis and investment knowledge, I use my experiences helping our clients to develop their investment policy statements and their asset allocation framework. 3. Responsible for compliance and risk control within our department, I help our portfolio managers to be always consistent with compliance requirements and risk management policies. 4, Help company to formulate risk control measures for new investment products. Show less

Employee Pension Plan Consultant Manager

• May 2015 - Jul 2017

1. Help company to win potential employee pension customers. Provide investment consulting services for enterprises, helpping enterprise to reinvest their earnnings, design their employee pension plan schemes and later orgnize our company resources to win pension plan biddings. 2. After we sign a Employee Pension Plan investment management contract with a client, I will work with our investment managers to help the client determine the direction of asset allocation and formulate their investment policies to achieve the proper investment results. 3. Responsible for regular communications with our existing pension plan corporate customers, including regular investment reports, new products road shows, and daily investment consulting services etc. Show less

Marketing Commissioner

• Jun 2012 - Jul 2017