Overview

August Way is a bespoke law firm for financial services companies, executives and professionals looking to achieve excellence and innovation while remaining compliant with their regulatory requirements. Adam Wasserman, the Firm’s managing member, has 25 years’ legal, finance and securities experience, including building and leading the New York Stock Exchange’s preeminent enforcement program – helping to assure that America’s markets remained safe, efficient, and fair. As a partner at a leading global law firm, he represented financial industry clients (such as the Board of Directors of Lehman Brothers) in many of the most complex, institution defining securities regulation and litigation matters of the past two decades. We excel in counseling clients in regulatory and compliance, corporate governance, and securities litigation and investigation matters, as well as helping financial institutions pursue ESG and sustainable development goals. August Way gives each client dedicated personal attention in order to help you achieve your goals. Our practice areas include: Compliance, Risk, and Ethics; Corporate Governance; ESG & Sustainable Finance; Broker-Dealers and Exchanges; Regulatory Investigations; Individual Representations; and Customized Education