Tao Wong

Co-Founder & Partner at ComplianceOne Consulting Limited at ComplianceOne Consulting Limited
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Contact Information
us****@****om
(386) 825-5501
Location
Hong Kong, Hong Kong SAR, HK

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Credentials

  • Dealing in Futures Contracts
    Securities and Futures Commission
    Apr, 2007
    - Sep, 2024
  • Dealing in Securities
    Securities and Futures Commission
    May, 2007
    - Sep, 2024
  • Leveraged Foreign Exchange Trading
    Securities and Futures Commission
    Jun, 2008
    - Sep, 2024

Experience

  • ComplianceOne Consulting Limited
    • Hong Kong
    • Financial Services
    • 1 - 100 Employee
    • Co-Founder & Partner at ComplianceOne Consulting Limited
      • Apr 2017 - Present

      -Accomplished numerous successful cases including SFC licensing application – Type 1 (Dealing in securities), Type 4 (Advising on securities) and Type 9 (Asset Management) regulated activities; application for trading rights of SEHK and HKFE; licensing of MSO; licensing of Money Lenders; setting-up of Cayman Islands offshore funds etc. -Lead the ComplianceOne team to provide comprehensive consulting services and solutions to various entrepreneurs and financial institutions in Hong Kong and Mainland China -Implement ComplianceOne's vision and mission, develop the business plans, execute the strategies and manage the financial performance -Establish business connections and networks for clients and professional service providers Show less

  • Haitong International Securities Group Limited
    • Hong Kong
    • Financial Services
    • 700 & Above Employee
    • Senior Vice President
      • May 2007 - Sep 2020

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