Pamela Farrell Pendrell, IACCP®
Chief Compliance Officer at GlobeFlex Capital- Claim this Profile
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Topline Score
Bio
Dan Smith
Pam is an excellent CCO. She stays on top of emerging regulatory issues and best practices and is a credit to the industry. In addition, she is a pleasure to work with.
Dan Smith
Pam is an excellent CCO. She stays on top of emerging regulatory issues and best practices and is a credit to the industry. In addition, she is a pleasure to work with.
Dan Smith
Pam is an excellent CCO. She stays on top of emerging regulatory issues and best practices and is a credit to the industry. In addition, she is a pleasure to work with.
Dan Smith
Pam is an excellent CCO. She stays on top of emerging regulatory issues and best practices and is a credit to the industry. In addition, she is a pleasure to work with.
Credentials
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Investment Adviser Certified Compliance Professional®
NRS - National Regulatory ServicesMar, 2015- Sep, 2024
Experience
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GlobeFlex Capital
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United States
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Investment Management
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1 - 100 Employee
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Chief Compliance Officer
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Jul 2013 - Present
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Client Service & Marketing
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Oct 2004 - Jun 2013
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Pacific Corporate Group
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United States
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Venture Capital and Private Equity Principals
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1 - 100 Employee
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Marketing
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Jan 2003 - Oct 2004
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Alliance Bernstein
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United States
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Investment Banking
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1 - 100 Employee
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Sr. Associate
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Sep 1999 - Sep 2002
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Education
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1995 - 1999
Colgate University
B.A., History
Community
