Staff Accountant

• Apr 2018 - Present

Financial Principal

• Oct 2015 - Apr 2018

•Assessing client’s financial investment for suitability, risk assessment and regulatory compliance based on FINRA and SEC procedures and standards.•Collecting, analyzing, and summarizing financial data to assess market trends.•Analyzing fees, expense ratios, fund performances, turnovers, and returns for fund companies such as Invesco, American Funds and Franklin Templeton.•Reconciling client’s account and contacting fund companies to assure accuracy of fees, expenses and account values.•Trading/purchasing of mutual funds and processing fund distributions.•Forecasting and modeling of fund operations and revenues. •Examining, verifying and classifying accounts for completeness.•Communicating with reps to correct trade discrepancies for companies such as Pershing, Oppenheimer and Vanguard.•Auditing and reconciling trades, transactions, and data entries for completeness and accuracy.

Accountant/Bookkeeper

• Oct 2012 - Oct 2015

•Reconciling and classifying accounting transactions and bank statements.•Assessing financial statements, processing and reconciling accounts.•Auditing of inventory and financial books and substantiating transactions.•Processing employee payroll, vendor invoices and preparing bank deposits.•Budgeting and forecasting expenses.•Generating revenue and expense statements for tax and financial reporting.•Recording/preparing journal entries to the general ledger and ensuring compliance with accounting standards.•Tax preparation, tax advice, assisting in annual tax reporting (1099, Sch. C, K).•Preparing payments, disputing transactional errors, closing and reconciling PO, SO, and invoices,•Maintaining company’s accounts, vendors and customers through QuickBooks and Microsoft Office (Excel)•Tracking, monitoring and resolving accounting transactions and discrepancies.