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Credentials

  • Series 24 - General Securities Principal
    Financial Industry Regulatory Authority (FINRA)
    Jun, 2016
    - Sep, 2024
  • Series 50 - Municipal Advisor Representative
    Financial Industry Regulatory Authority (FINRA)
    May, 2016
    - Sep, 2024
  • Series 53 - Municipal Securities Principal
    Financial Industry Regulatory Authority (FINRA)
    Jul, 2015
    - Sep, 2024
  • Series 63 - Uniform Securities Agent State Law
    Financial Industry Regulatory Authority (FINRA)
    Jul, 2002
    - Sep, 2024
  • Series 7 - General Securities Representative
    Financial Industry Regulatory Authority (FINRA)
    Oct, 2001
    - Sep, 2024

Experience

    • Sr. Fixed Income Trader
      • Mar 2015 - Present
    • Financial Services
    • 700 & Above Employee
    • Customer Service Representative
      • Sep 2014 - Feb 2015
    • Hospitals and Health Care
    • 1 - 100 Employee
    • Sales Representative
      • Jun 2014 - Sep 2014
    • Business Consulting and Services
    • Sr. Vice President
      • Oct 2007 - Jun 2014
    • Equity Options Trader
      • Jul 2006 - Oct 2007

      As a Trader focused mainly on out-of-the-money stock options. Increased P/L and trading size on a quarterly basis while limiting risk exposure consistently for five quarters. Collaborated with teams to create successful trading strategies. Utilized technical analysis to identify possible entry and exit points for executing trades. Studied the effects of important economic events, including Fed interest rates, GDP, Housing and Oil reports. As a Trader focused mainly on out-of-the-money stock options. Increased P/L and trading size on a quarterly basis while limiting risk exposure consistently for five quarters. Collaborated with teams to create successful trading strategies. Utilized technical analysis to identify possible entry and exit points for executing trades. Studied the effects of important economic events, including Fed interest rates, GDP, Housing and Oil reports.

    • Municipal Bond Broker
      • Jul 2002 - Jul 2006

Education

  • Central Washington University
    Bachelor of Science (BS), Business Administration and Finance
    2000 - 2002

Community

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