Fanie Leontiades

Legal, AML & Regulatory Compliance Officer at Brook Lane Capital
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Contact Information
us****@****om
(386) 825-5501
Location
CY

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Credentials

  • AML Certification
    CySEC - Cyprus Securities and Exchange Commission
    Aug, 2021
    - Sep, 2024
  • Advanced Certification
    CySEC - Cyprus Securities and Exchange Commission
    Jun, 2018
    - Sep, 2024
  • Registered Advocate
    Cyprus Bar Association
    Jul, 2013
    - Sep, 2024

Experience

  • Brook Lane Capital
    • Cyprus
    • Investment Management
    • 1 - 100 Employee
    • Legal, AML & Regulatory Compliance Officer
      • Sep 2021 - Present
  • FINCAP Advisers Limited
    • Cyprus
    • Financial Services
    • 1 - 100 Employee
    • Legal Financial Advisor
      • Jul 2019 - Aug 2021
  • Deloitte
    • Business Consulting and Services
    • 700 & Above Employee
    • Assistant Manager
      • Oct 2018 - Jul 2019

      Regulatory Risk Advisory• Specialisation in legislative and regulatory frameworks surrounding Funds and CIFs• Involved in designing the optimal structure of a Fund based on the client’s needs and objectives and setup and licensing process of various AIFs, UCITs and UCITs Management Companies• Considerable experience in the preparation and reviewing of legal documents as to the procedures and policies of the Fund regarding management, regulatory compliance functions and conflicts of interests.• Drafting of Product Governance Policy in accordance with the Investment Services and Regulated Markets Law• Preparation and review of applications submitted to the CySEC and competent authorities of third countries for the authorisation of Alternative Investment Funds (including Alternative Investment Funds with Limited Number of Persons)• Participation in MAD II/ MAR engagements Show less

    • Senior Consultant
      • Oct 2017 - Oct 2018

    • Consultant
      • Oct 2016 - Oct 2017

      Risk Advisory

  • Stelios Americanos & Co LLC
    • Cyprus
    • Legal Services
    • 1 - 100 Employee
    • Corporate Lawyer
      • Mar 2015 - Oct 2016

      Expertise in financial services matters and in particular the formation, incorporation and licensing of Alternative Investment Funds, including Alternative Investment Funds with Limited Number of Persons and Investment Firms. Drafting and reviewing a range of various agreements and legal documents. Involved in cross-border mergers and acquisitions. Participate in the preparation of due diligence reports in the field of corporate law and provide legal opinions as well as legal advice on various legal matters. Show less

  • Aerotrust Ltd
    • Maritime Transportation
    • Corporate Lawyer
      • Sep 2013 - Mar 2015
  • Office of the Attorney General of Iowa
    • United States
    • Legal Services
    • 1 - 100 Employee
    • Trainee Lawyer
      • Aug 2012 - Aug 2013

      Certified Lawyer, Registration Number 5050 Certified Lawyer, Registration Number 5050

Education

  • Ethnikon kai Kapodistriakon Panepistimion Athinon
    Bachelor of Laws (LLB)
  • Arsakeia - Tositseia Schools

Community

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