Dominic Cholewa

Broker Dealer Operations Specialist at Ingalls & Snyder at Ingalls & Snyder
  • Claim this Profile
Contact Information
us****@****om
(386) 825-5501
Location
Trenton, New Jersey, United States, JE
Languages
  • English Native or bilingual proficiency
  • Polish Native or bilingual proficiency

Topline Score

Topline score feature will be out soon.

Bio

Generated by
Topline AI

You need to have a working account to view this content.
Join now
You need to have a working account to view this content.
Join now

Credentials

  • Series 99 - Operations Professional Exam (OS)
    FINRA (Financial Industry Regulatory Authority)
    Dec, 2017
    - Sep, 2024
  • Bloomberg Market Concepts
    Bloomberg Institute
    Sep, 2016
    - Sep, 2024
  • Series 11 - Assistant Representative - Order Processing Examination (AR)
    FINRA (Financial Industry Regulatory Authority)
    Sep, 2016
    - Sep, 2024
  • Securities Industry Essentials (SIE)
    FINRA
  • Series 7 – General Securities Representative Exam
    FINRA

Experience

  • Ingalls & Snyder
    • Investment Management
    • 1 - 100 Employee
    • Broker Dealer Operations Specialist at Ingalls & Snyder
      • Jan 2023 - Present

      DTCCBuy InsPurchase & SalesReceive & DeliverForeign SettlementFed SettlementMoney Fund BalancingMargin/CreditACATsRTTM/CMUObligation WarehouseRisk Management

    • Purchase & Sales Analyst
      • Nov 2020 - Present

    • Operations & Credit Specialist
      • Jun 2017 - Present

  • Foresters Financial Services
    • Financial Services
    • 300 - 400 Employee
    • Securities Service Representative
      • Sep 2016 - Jun 2017

      -Attainment of authorization to buy and sell stocks to all Foresters clients.-Provision of top-quality service to clients in processing their retirement and non-retirement accounts, including distributions, liquidations, stock market trades, and automated customer account transfer service (ACATS).-Preparation and submission of monthly statistics reports and charts to the chief executive officer, vice president, and higher management.-Creation of new accounts for clients and management of their transactions, encompassing trades, distributions, and account transfers. Show less

    • General Securities Unit Associate
      • Dec 2015 - Sep 2016

  • Major League Gaming
    • United States
    • Entertainment Providers
    • 1 - 100 Employee
    • Accounting/Finance Intern
      • Jun 2014 - Aug 2014

      -Accomplishment of all finance and accounting-related duties assigned by the manage-Utilization of Microsoft Excel in generating spreadsheet for Finance and Accounting department -Accomplishment of all finance and accounting-related duties assigned by the manage-Utilization of Microsoft Excel in generating spreadsheet for Finance and Accounting department

  • Schuyler Savings Bank
    • United States
    • Banking
    • 1 - 100 Employee
    • Bank Teller
      • Aug 2012 - Aug 2013

      -Administration of daily transactions of bank and automated teller machine (ATM) -Fulfillment of managerial functions including vault accounting responsibility -Administration of daily transactions of bank and automated teller machine (ATM) -Fulfillment of managerial functions including vault accounting responsibility

Education

  • Montclair State University
    Bachelor of Science (B.S.), Finance
    2011 - 2016

Community

You need to have a working account to view this content. Click here to join now