Experience

Financial Alternatives, LLC

• United States
• Financial Services
• 1 - 100 Employee

• Operations Analyst

  • Mar 2020 - Present

  Assist advisor in multiple aspects of the firm's investment advisory practice. Maintain client data and investments in third party web-based technologies including Riskalyze and eMoney. Create proposals of recommended portfolio changes through Riskalyze and Morningstar. Utilize eMoney Decision Center and Goal Planning to assist advisor by creating what-if scenarios and alternatives to the base financial plan. Support changes to models within Practice 360, Morningstar and Riskalyze. Distribute the weekly market commentary through Constant Contact and posting to social media sites. Administrative responsibilities include back-up to Operations Director, respond to client inquiries and provide assistance to clients, submission of accurate applications and consistent follow up and completion of tasks.



First Capital Advisors Group, LLC

• United States
• Financial Services
• 1 - 100 Employee

• Investment Specialist

  • Feb 2018 - Mar 2020

  Primary trader for multi-advisor wealth management firm. Worked with analysts and maintained model updates and changes via Orion platform. Traded all SMA accounts held at multiple broker dealers according to investment advisory models assigned, as well as, individual client requests. Recorded monthly and quarterly valuations in Orion for private alternative assets held outside of brokerage accounts. Also created and distributed reports to clients on a quarterly basis. Primary trader for multi-advisor wealth management firm. Worked with analysts and maintained model updates and changes via Orion platform. Traded all SMA accounts held at multiple broker dealers according to investment advisory models assigned, as well as, individual client requests. Recorded monthly and quarterly valuations in Orion for private alternative assets held outside of brokerage accounts. Also created and distributed reports to clients on a quarterly basis.



Hanlon Investment Management, Inc.

• Financial Services Associate

  • Aug 2017 - Feb 2018

  Direct financial services assistant to the Chief Administrative Officer and Chief Executive Officer facilitating all facets of financial/investment management for the firm's retail book of business. Trading associate - performed trades for client accounts through the use of SS & C's GWP trading platform which interfaced with Charles Schwab, Fidelity and Pershing. Direct financial services assistant to the Chief Administrative Officer and Chief Executive Officer facilitating all facets of financial/investment management for the firm's retail book of business. Trading associate - performed trades for client accounts through the use of SS & C's GWP trading platform which interfaced with Charles Schwab, Fidelity and Pershing.



Lucas Capital Management, LLC

• Portfolio Manager & Managing Director of Operations, Trading & Client Services

  • Jan 2005 - Feb 2017

  In this capacity I am responsible for the daily management of these departments for Lucas Capital Management LLC's private wealth clients and their managed accounts. In this capacity I am responsible for the daily management of these departments for Lucas Capital Management LLC's private wealth clients and their managed accounts.



Fox Asset Management LLC - an Eaton Vance company

• Portfolio Manager, Operations, Trading & Marketing Associate

  • Sep 1996 - Jan 2005

  Portfolio Manager 1996-2005 Operations - Client Services, Billing and Trading 1996-2004 Marketing 2004-2005 Portfolio Manager 1996-2005 Operations - Client Services, Billing and Trading 1996-2004 Marketing 2004-2005



Merrill Lynch

• United States
• Financial Services
• 700 & Above Employee

• Registered Sales Assistant

  • Jun 1993 - Sep 1996

  Inside sales, customer service and operations for the private wealth clients of four senior Vice Presidents. Inside sales, customer service and operations for the private wealth clients of four senior Vice Presidents.