Experience

Direction Accounting and Business Coaching

• Australia
• Accounting
• 1 - 100 Employee

• Accountant

  • May 2021 - Present



Westpac Institutional Bank

• Australia
• Banking
• 700 & Above Employee

• Senior Manager Monitoring & Surveillance

  • Apr 2020 - May 2021



Westpac

• Australia
• Banking
• 700 & Above Employee

• Senior Manager Investigations

  • Oct 2019 - Mar 2020

  • Lead a team of 5 people and mentorship of new entrants into the team. • Provide detailed reporting of key risks to the Group.• Complete recurring review of financial planner activity • Investigate potential fraud, theft and breaches of Corporations law.• Communicate and share insights with key stakeholders across the Group.

• Planner Risk and Compliance Manager

  • Jun 2018 - Sep 2019

  • Lead a team of 5 including 2 data analysts and 2 triage / compliance analysts.• Oversee management of the early warning system identifying potentially inappropriate planner behaviour.• Complete data collection and analysis across a range of key risk indicators (KRIs) to identify potential issues in the provision of advice by planners. • Review existing metrics and provide recommendations for development of new metrics.• Communicate, complete training and share insights with key stakeholders to the group.

• Investigations Manager

  • Sep 2015 - Jun 2018



ASIC

• Colombia
• Information Technology & Services
• 1 - 100 Employee

• Executive Analyst

  • Mar 2013 - Sep 2015

  • Completed multiple surveillances looking for fraud/theft and to ensure Financial Advisers compliance with the law, including onsite visits as well as desk-based reviews of material. • Completed research on matters relating to operational and policy work.• Prepared briefs of evidence for use by ASIC Delegates.• Contributed in multi-skilled project teams.• Issued infringement notices and ASIC Notices.



National Australia Bank

• United Kingdom
• Banking
• 1 - 100 Employee

• Business Banking Manager

  • Apr 2011 - Mar 2013

• Financial Adviser

  • Nov 2006 - Apr 2011

• Credit Analyst

  • Nov 2003 - Nov 2006