Experience

AMF Global Ltd

• 1 - 100 Employee

• Compliance Consultant

  • Feb 2017 - Present

  Completing a variety of CySEC forms, covering the business, regulatory activities, staff and owners. Creating a compliance framework that fits the client’s business model and regulatory activities and covering all requirements from governance to day-to-day operations. Applications to CySEC seeking pre-approval of key business changes from CySEC such as new ownership structures or members of staff. Financial promotions and website reviews by providing guidance on requirements for financial promotions and analysing whether clients’ draft marketing materials are compliant. Researching new regulatory developments and understanding how they affect our clients, ahead of implementation, so that we can keep them ahead of the curve. Undertaking a review of whether clients have complied with the rules that apply to them. Assisting with monthly and annually reporting obligations to CySEC. Show less


Banc De Binary
• Financial Services
• 1 - 100 Employee
• Customer Service Representative

  • 2013 - 2013