Amy Buikema

Senior Compliance Officer at PMA
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Contact Information
us****@****om
(386) 825-5501
Location
Lisle, Illinois, United States, US

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Credentials

  • Securities Industry Essentials (SIE)
    FINRA
    Oct, 2018
    - Sep, 2024
  • Municipal Securities Principal (Series 53)
    FINRA
    Mar, 2010
    - Sep, 2024
  • Uniform Combined State Law (Series 66)
    FINRA
    Nov, 2009
    - Sep, 2024
  • General Securities Principal (Series 24)
    FINRA
    Nov, 2006
    - Sep, 2024
  • Associate, Financial Services Institute (AFSI)
    LOMA
    Nov, 2005
    - Sep, 2024
  • Insurance License, Health, Life & Variable
    Illinois Department of Insurance
    May, 2002
    - Sep, 2024
  • Uniform Securities Agent State Law (Series 63)
    FINRA
    Dec, 2000
    - Sep, 2024
  • General Securities Representative (Series 7)
    FINRA
    Oct, 2000
    - Sep, 2024

Experience

  • PMA
    • United Kingdom
    • Professional Training and Coaching
    • 1 - 100 Employee
    • Senior Compliance Officer
      • Nov 2020 - Present

    • Compliance Associate
      • Jun 2019 - Oct 2020

  • Brooklight Place Securities, Inc.
    • United States
    • Financial Services
    • 1 - 100 Employee
    • Compliance Officer
      • Aug 2014 - Jun 2019

    • Operations Manager
      • Jan 2012 - Aug 2014

      Brooklight Place Securities, Inc. is formerly MTL Equity Products, Inc.

  • MTL Equity Products, Inc.
    • Senior Operations Specialist
      • Jul 2010 - Jan 2012

    • Operations Specialist
      • May 2005 - Jul 2010

  • Rabjohns New England Financial
    • Registered Sales Assistant
      • Nov 2001 - May 2005

      At that time, owned by MetLife At that time, owned by MetLife

  • TD Waterhouse
    • Investment Banking
    • Trade Associate
      • Jun 2000 - Jun 2001

      Now known as TD Ameritrade Now known as TD Ameritrade

Education

  • Calvin College
    Bachelor's degree, Business
    1996 - 2000

Community

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